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Compliance Definition

Compliance means to comply with the law, but not limited to Capital Markets Act, Finance-related Act, Financial Service Commission act, company rules and Collective Investment Code.

Compliance Purpose

The purpose of compliance is to promote healthy management of fund assets and protect investors through fund-related regulation enforcement.

Compliance System

System for efficient enforcement of compliance is as follows :
- We have compliance officers, who oversees overall compliance matters.
- We use detailed internal control standard to enforce the compliance.

Compliance Structure